Steven Leonard Chapman - Dec 31, 2022 Form 4 Insider Report for Natera, Inc. (NTRA)

Role
CEO AND PRESIDENT, Director
Signature
/s/ Tami Chen, Attorney-in-Fact
Stock symbol
NTRA
Transactions as of
Dec 31, 2022
Transactions value $
-$324,806
Form type
4
Date filed
1/4/2023, 08:05 PM
Previous filing
Dec 29, 2022
Next filing
Jan 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRA Common Stock Options Exercise +13.7K +16.09% 98.9K Dec 31, 2022 Direct F1
transaction NTRA Common Stock Options Exercise +3.13K +3.16% 102K Jan 2, 2023 Direct F1
transaction NTRA Common Stock Sale -$325K -8.21K -8.05% $39.55 93.8K Jan 3, 2023 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRA Restricted Stock Unit Options Exercise $0 -13.7K -100% $0.00* 0 Dec 31, 2022 Common Stock 13.7K Direct F1, F4
transaction NTRA Restricted Stock Unit Options Exercise $0 -3.13K -100% $0.00* 0 Jan 2, 2023 Common Stock 3.13K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
F2 The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs and in compliance with Rule 10b5-1.
F3 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.1483 to $39.5538 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The RSUs vested in full on December 31, 2022.
F5 The RSUs vest over four years. 25% of the RSUs vested on January 2, 2020 and the remaining shares vested in 12 equal quarterly installments thereafter.