Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | DISH | Class A Common Stock | Options Exercise | +1.18K | +0.11% | 1.09M | Jan 1, 2023 | Direct | F1 | ||
transaction | DISH | Class A Common Stock | Tax liability | -$5.74K | -409 | -0.04% | $14.04 | 1.09M | Jan 1, 2023 | Direct | F2 |
holding | DISH | Class A Common Stock | 21.4K | Jan 1, 2023 | I | F3 | |||||
holding | DISH | Class A Common Stock | 2.73K | Jan 1, 2023 | I | F4 | |||||
holding | DISH | Class A Common Stock | 11K | Jan 1, 2023 | I | F5 | |||||
holding | DISH | Class A Common Stock | 2.17M | Jan 1, 2023 | I | F6 | |||||
holding | DISH | Class A Common Stock | 6.7M | Jan 1, 2023 | I | F7 | |||||
holding | DISH | Class A Common Stock | 383 | Jan 1, 2023 | I | F8 | |||||
holding | DISH | Class A Common Stock | 25M | Jan 1, 2023 | I | F9 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | DISH | Restricted Stock Units | Options Exercise | $0 | -1.18K | -50% | $0.00 | 1.18K | Jan 1, 2023 | Class A Common Stock | 1.18K | Direct | F1, F10 |
Id | Content |
---|---|
F1 | Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer, which will be issued to the Reporting Person immediately upon vesting. |
F2 | Represents shares withheld to cover certain tax obligations in connection with the vested restricted stock units listed in Table II. |
F3 | Held by Mr. Charles W. Ergen in a 401(k) account. |
F4 | Held by Mrs. Cantey M. Ergen, Mr. Ergen's spouse, in a 401(k) account. |
F5 | The shares are owned beneficially by the reporting person's child. The reporting person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein. |
F6 | The shares are held by a charitable foundation. The reporting person is an officer of the charitable foundation and shares voting and dispositive power for the foundation. The reporting person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein. |
F7 | The shares are held by Telluray Holdings, LLC. Mr. Ergen and Mrs. Ergen are the managers of Telluray Holdings, LLC. Mrs. Ergen, as a manager of Telluray Holdings, LLC, has sole voting power over the Class A shares held by Telluray Holdings, LLC, and Mr. Ergen and Mrs. Ergen, as the managers of Telluray Holdings, LLC, share dispositive power over the Class A shares held by Telluray Holdings, LLC. The reporting person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein. |
F8 | Held by Mrs. Cantey M. Ergen. |
F9 | The Ergen Two-Year May 2022 DISH GRAT holds 25,000,000 Class A shares and is scheduled to expire in accordance with its terms on May 12, 2024. Mrs.Cantey M. Ergen serves as the trustee of such GRAT. |
F10 | The RSUs vest in three equal annual installments, commencing upon January 1, 2022. |