Dawn M. Brockman - 27 Dec 2022 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
INTERIM CONTROLLER AND PAO
Signature
/s/ Susan M. Beltz for Dawn M. Brockman
Issuer symbol
AMP
Transactions as of
27 Dec 2022
Net transactions value
-$127,358
Form type
4
Filing time
29 Dec 2022, 16:01:07 UTC
Previous filing
08 Jul 2022
Next filing
31 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Sale $127,358 -410 -32% $310.63 875 27 Dec 2022 Direct
holding AMP Common Stock 140 27 Dec 2022 By 401(k) Plan F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of December 27, 2022. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.