Aldis Birkans - Dec 12, 2022 Form 4 Insider Report for National Bank Holdings Corp (NBHC)

Role
CHIEF FINANCIAL OFFICER
Signature
/s/ Aldis Birkans
Stock symbol
NBHC
Transactions as of
Dec 12, 2022
Transactions value $
-$39,320
Form type
4
Date filed
12/14/2022, 08:28 PM
Previous filing
May 2, 2022
Next filing
Mar 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NBHC Common Stock Options Exercise $63.9K +3.53K +12.81% $18.09 31.1K Dec 12, 2022 Direct F1
transaction NBHC Common Stock Tax liability -$103K -2.37K -7.63% $43.48 28.7K Dec 12, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NBHC Employee Stock Option (Right to Buy) Options Exercise $0 -3.53K -100% $0.00* 0 Dec 12, 2022 Common Stock 3.53K $18.09 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 340 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2022.
F2 Time-vested stock option award. Award vested in two equal annual installments, the first of which occurred on May 2, 2016.