Brett Dorton - Nov 28, 2022 Form 4 Insider Report for SOUTHERN MISSOURI BANCORP, INC. (SMBC)

Signature
/s/ Brett Dorton
Stock symbol
SMBC
Transactions as of
Nov 28, 2022
Transactions value $
-$21,984
Form type
4
Date filed
11/29/2022, 04:00 PM
Previous filing
Mar 18, 2022
Next filing
Feb 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMBC Common Stock Sale -$5.26K -100 -5.15% $52.55 1.84K Nov 28, 2022 Direct
transaction SMBC Common Stock Sale -$16.7K -320 -17.39% $52.28 1.52K Nov 28, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SMBC Common Stock (Right to Buy) 1.5K Nov 28, 2022 Common Stock 1.5K $53.82 Direct F1
holding SMBC Stock Option (Right to Buy) 2K Nov 28, 2022 Common Stock 2K $34.35 Direct F2
holding SMBC Stock Option (Right to Buy) 2K Nov 28, 2022 Common Stock 2K $37.40 Direct F3
holding SMBC Stock Option (Right to Buy) 3K Nov 28, 2022 Common Stock 3K $34.91 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/3/23. Each remaining installment vests annually thereafter.
F2 The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/4/20. Each remaining installment vests annually thereafter.
F3 The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/18/21. Each remaining installment vests annually thereafter.
F4 The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/10/22. Each remaining installment vests annually thereafter.