Brett Dorton - 28 Nov 2022 Form 4 Insider Report for SOUTHERN MISSOURI BANCORP, INC. (SMBC)

Role
EVP-CHIEF STRATEGIES OFFICER
Signature
/s/ Brett Dorton
Issuer symbol
SMBC
Transactions as of
28 Nov 2022
Net transactions value
-$21,984
Form type
4
Filing time
29 Nov 2022, 16:00:34 UTC
Previous filing
18 Mar 2022
Next filing
23 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMBC Common Stock Sale $5,255 -100 -5.2% $52.55 1,840 28 Nov 2022 Direct
transaction SMBC Common Stock Sale $16,729 -320 -17% $52.28 1,520 28 Nov 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SMBC Common Stock (Right to Buy) 1,500 28 Nov 2022 Common Stock 1,500 $53.82 Direct F1
holding SMBC Stock Option (Right to Buy) 2,000 28 Nov 2022 Common Stock 2,000 $34.35 Direct F2
holding SMBC Stock Option (Right to Buy) 2,000 28 Nov 2022 Common Stock 2,000 $37.40 Direct F3
holding SMBC Stock Option (Right to Buy) 3,000 28 Nov 2022 Common Stock 3,000 $34.91 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/3/23. Each remaining installment vests annually thereafter.
F2 The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/4/20. Each remaining installment vests annually thereafter.
F3 The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/18/21. Each remaining installment vests annually thereafter.
F4 The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/10/22. Each remaining installment vests annually thereafter.