Hong Gan - 28 Nov 2022 Form 4 Insider Report for SES AI Corp (SES)

Role: CHIEF SCIENCE OFFICER
Signature: /s/ Kyle Pilkington
Issuer symbol: SES
Transactions as of: 28 Nov 2022
Net transactions value: -$44,401
Form type: 4
Filing time: 29 Nov 2022, 15:15:09 UTC
Previous filing: 25 Nov 2022
Next filing: 02 Dec 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SES	Class A Common Stock	Options Exercise	$1,293	+9,233	+3.3%	$0.1400^*	288,562	28 Nov 2022	Direct	F1
transaction	SES	Class A Common Stock	Sale	$45,693	-9,233	-3.2%	$4.95	279,329	28 Nov 2022	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SES	Stock Option	Options Exercise	$0	-9,233	-38%	$0.000000	15,000	28 Nov 2022	Class A Common Stock	9,233	$0.1400	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 279,329 shares of Class A common stock underlying restricted share units which are unvested.
F2	The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.89 to $4.9489, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3	Reflects fully vested options granted on April 1, 2020, subject to the Reporting Person's continued service on the vesting date.