| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMP | Common Stock | Options Exercise | $5.47M | +43.1K | +26.86% | $126.89 | 204K | Nov 23, 2022 | Direct | |
| transaction | AMP | Common Stock | Tax liability | -$10M | -30.1K | -14.77% | $333.34 | 174K | Nov 23, 2022 | Direct | |
| transaction | AMP | Common Stock | Sale | -$4.35M | -13.1K | -7.52% | $333.02 | 161K | Nov 23, 2022 | Direct | F1 |
| holding | AMP | Common Stock | 1.67K | Nov 23, 2022 | By 401(k) Plan | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMP | Employee Stock Option (right to buy) | Options Exercise | $0 | -43.1K | -100% | $0.00* | 0 | Nov 23, 2022 | Common Stock | 43.1K | $126.89 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | Reflects the weighted average price of 13,050 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 23, 2022 with sale prices ranging from $332.5465 to $333.3479 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F2 | Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of November 23, 2022. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. |
| F3 | Fully vested. |