Venkat Ishwar - Nov 22, 2022 Form 4/A - Amendment Insider Report for HAYNES INTERNATIONAL INC (HAYN)

Role
VP - MARKETING AND TECHNOLOGY
Signature
/s/ Daniel W. Maudlin, attorney-in-fact for Venkat Ishwar
Stock symbol
HAYN
Transactions as of
Nov 22, 2022
Transactions value $
$0
Form type
4/A - Amendment
Date filed
11/28/2022, 02:31 PM
Date Of Original Report
Nov 23, 2022
Previous filing
Nov 22, 2022
Next filing
Nov 28, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HAYN Employee Stock Option (right to buy) Options Exercise $0 -7.2K -100% $0.00* 0 Nov 22, 2022 Common Stock 7.2K $46.72 Direct F1, F2
transaction HAYN Employee Stock Option (right to buy) Options Exercise $0 -7.08K -91.19% $0.00 684 Nov 22, 2022 Common Stock 6.39K $37.00 Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option became exercisable in three equal annual installments beginning on November 25, 2015.
F2 On November 23, 2022, the reporting person filed a Form 4 which inadvertently reported that the amount of underlying securities was "0", when in fact, as reported in this amendment, the amount of underlying securities was 7,200.
F3 On November 23, 2022, the reporting person filed a Form 4 which inadvertently reported that the number of derivative securities disposed of was 6,393, when in fact, as reported in this amendment, the number of derivative securities disposed of was 7,077.
F4 The option became exercisable in three equal annual installments beginning on November 19, 2020.
F5 On November 23, 2022, the reporting person filed a Form 4 which inadvertently reported that the number of securities beneficially owned following the reported transaction was "0". In fact, as reported in this amendment, the number of derivative securities beneficially owned following the reported transaction was 684.