Helen Torley - 15 Nov 2022 Form 4 Insider Report for HALOZYME THERAPEUTICS, INC. (HALO)

Signature
/s/ James R. Oehler, Attorney-in-Fact
Issuer symbol
HALO
Transactions as of
15 Nov 2022
Net transactions value
-$1,601,626
Form type
4
Filing time
17 Nov 2022, 16:09:29 UTC
Previous filing
17 Feb 2022
Next filing
15 Dec 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HALO Common Stock Options Exercise $146,600 +10,000 +1.7% $14.66 597,177 15 Nov 2022 Direct F1
transaction HALO Common Stock Sale $540,437 -9,987 -1.7% $54.11 587,190 15 Nov 2022 Direct F1, F2
transaction HALO Common Stock Sale $710 -13 -0% $54.60 587,177 15 Nov 2022 Direct F1
transaction HALO Common Stock Options Exercise $146,600 +10,000 +1.7% $14.66 597,177 16 Nov 2022 Direct F1
transaction HALO Common Stock Sale $538,990 -10,000 -1.7% $53.90 587,177 16 Nov 2022 Direct F1, F3
transaction HALO Common Stock Options Exercise $146,600 +10,000 +1.7% $14.66 597,177 17 Nov 2022 Direct F1
transaction HALO Common Stock Sale $521,490 -10,000 -1.7% $52.15 587,177 17 Nov 2022 Direct F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HALO Option to Purchase Common Stock Options Exercise $146,600 -10,000 -6.7% $14.66 140,000 15 Nov 2022 Common Stock 10,000 $14.66 Direct F1, F5
transaction HALO Option to Purchase Common Stock Options Exercise $146,600 -10,000 -7.1% $14.66 130,000 16 Nov 2022 Common Stock 10,000 $14.66 Direct F1, F5
transaction HALO Option to Purchase Common Stock Options Exercise $146,600 -10,000 -7.7% $14.66 120,000 17 Nov 2022 Common Stock 10,000 $14.66 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options exercised and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on September 7, 2022 in accordance with Rule 10b5-1.
F2 Represents a weighted average sales price per share. The shares were sold at prices ranging from $53.59 to $54.50. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3 Represents a weighted average sales price per share. The shares were sold at prices ranging from $53.52 to $54.325. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4 Represents a weighted average sales price per share. The shares were sold at prices ranging from $51.60 to $52.44. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F5 Grant to Reporting Person of options, exercisable over a 4-year period measured from the date of grant, 25% after 12 months, then 1/48th of the Option Shares per month thereafter. The date of grant was January 6, 2014.