Adam Chase - Nov 15, 2022 Form 4 Insider Report for CHASE CORP (CCF)

Role
PRESIDENT/CEO, Director
Signature
Paula M Myers, by Power of Attorney
Stock symbol
CCF
Transactions as of
Nov 15, 2022
Transactions value $
-$230,146
Form type
4
Date filed
11/17/2022, 01:43 PM
Previous filing
Nov 14, 2022
Next filing
Dec 12, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CCF Chase Corporation Common Stock Options Exercise $230K +7.75K +3.98% $29.72 202K Nov 15, 2022 Adam P. Chase Trust F1
transaction CCF Chase Corporation Common Stock Tax liability -$230K -2.38K -1.18% $96.72 200K Nov 15, 2022 Adam P. Chase Trust F2, F3
transaction CCF Chase Corporation Common Stock Tax liability -$230K -2.38K -1.19% $96.72 198K Nov 15, 2022 Adam P. Chase Trust F4, F5
holding CCF Chase Corporation Common Stock 28.4K Nov 15, 2022 Direct
holding CCF Chase Corporation Common Stock 108K Nov 15, 2022 Maria I. Chase Trust F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CCF Options (Right to Buy) Options Exercise $0 -7.75K -100% $0.00* 0 Nov 15, 2022 Common Stock 7.75K $29.72 Direct F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares held by the Adam P. Chase Trust.
F2 This amount represents shares withheld to pay the exercise price pursuant to the stock option exercise.
F3 Represents shares held by the Adam P. Chase Trust.
F4 This amount represents shares withheld to pay minimum statutory income taxes pursuant to the stock option exercise.
F5 Represents shares held by the Adam P. Chase Trust.
F6 Represents shares held by the Maria I. Chase Trust.
F7 The September 1, 2013 option grant vested in three annual installments in the amounts of 2582, 2582, and 2583 respectively, beginning on August 31, 2014. They all expire on August 31, 2023.
F8 The September 1, 2013 option grant vested in three annual installments in the amounts of 2582, 2582 and 2583 respectively, beginning on August 31, 2014. They all expire on August 31, 2023.