Patrick Miles - 02 Nov 2022 Form 4 Insider Report for Alphatec Holdings, Inc. (ATEC)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
04 Nov 2022, 17:48:57 UTC
Prior SEC filing
09 Aug 2022
Next SEC filing
19 Jan 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Patrick Miles

Key filing fact

Patrick Miles filed Form 4 for Alphatec Holdings, Inc. (ATEC) on 04 Nov 2022.

Key facts

  • This page summarizes Patrick Miles's Form 4 filing for Alphatec Holdings, Inc. (ATEC).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 04 Nov 2022, 17:48.

Change

  • Previous filing in this sequence was filed on 09 Aug 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ATEC transaction

Common Stock

Award

Transaction value
$0
Shares
+359,375
Change %
+6.8%
Price
$0.000000
Shares after
5,661,633
Date
02 Nov 2022
Ownership
Direct
Footnotes
F1
ATEC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,900
Date
02 Nov 2022
Ownership
By IRA
ATEC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
250,000
Date
02 Nov 2022
Ownership
By MOM, LLC
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

On May 13, 2019, issuer granted the reporting person an incentive award (the "Award") equal to 312,500 times the publicly traded stock price for issuer's common stock at market close on May 13, 2023, which was due and payable to the reporting person in cash on May 14, 2023; provided that the publicly traded stock price for issuer's common stock at market close on May 13, 2023 is equal to or greater than $6.18 per share (representing a 50% increase in the price per share as of the initial grant date). On November 2, 2022, issuer approved an amendment to the Award which: (i) converts the Award from cash payment to payment in fully vested shares of issuer's common stock, subject to satisfaction of the original closing stock price condition; (ii) extends the payment date for the Award to June 30, 2023; and (iii) sets the number of shares of issuer's common stock subject to the Award at 359,375.

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