Matthew T. Plano - Nov 1, 2022 Form 4 Insider Report for ABIOMED INC (NASD)

Role
VP, GLOBAL OPERATIONS
Signature
/s/ Marc A Began (by power of attorney)
Stock symbol
NASD
Transactions as of
Nov 1, 2022
Transactions value $
-$929,158
Form type
4
Date filed
11/3/2022, 04:52 PM
Previous filing
Aug 12, 2022
Next filing
Dec 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NASD Common Stock $.01 par value Options Exercise $413K +1.84K +15.4% $223.90* 13.8K Nov 1, 2022 Direct F1
transaction NASD Common Stock $.01 par value Sale -$368K -974 -7.05% $377.84* 12.8K Nov 1, 2022 Direct F2, F3
transaction NASD Common Stock $.01 par value Sale -$643K -1.7K -13.23% $378.61* 11.1K Nov 1, 2022 Direct F2, F4
transaction NASD Common Stock $.01 par value Sale -$274K -722 -6.48% $379.33* 10.4K Nov 1, 2022 Direct F2, F5
transaction NASD Common Stock $.01 par value Sale -$56.7K -149 -1.43% $380.22* 10.3K Nov 1, 2022 Direct F2, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NASD Stock Option (Right to Buy) Options Exercise $0 -1.84K -66.65% $0.00 922 Nov 1, 2022 Common Stock 0 $223.90 Direct F1, F7, F8
holding NASD Stock Option (Right to Buy) 2K Nov 1, 2022 Common Stock 0 $381.97 Direct F7, F8
holding NASD Stock Option (Right to Buy) 5K Nov 1, 2022 Common Stock 0 $266.39 Direct F7, F8
holding NASD Stock Option (Right to Buy) 2.77K Nov 1, 2022 Common Stock 0 $283.88 Direct F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of stock options pursuant to reporting owners 10b5-1 plan.
F2 Sale of common stock pursuant to reporting owner's 10b5-1 plan.
F3 This price represents the sale price of the transactions on the reported date at $377.8389. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer, or a security holder of the Issuer.
F4 This price represents the sale price of the transactions on the reported date at $378.6120. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer, or a security holder of the Issuer.
F5 This price represents the sale price of the transactions on the reported date at $379.3305. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer, or a security holder of the Issuer.
F6 This price represents the sale price of the transactions on the reported date at $380.2151. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer, or a security holder of the Issuer.
F7 Grant to reporting person of option to buy the number of shares of Common Stock set forth in Table II, Column 7, under the ABIOMED, Inc. 2015 Omnibus Incentive Plan.
F8 These options become exercisable in annual 33-1/3% increments, commencing on the date shown in Table II, Column 2