Armando Pimentel Jr - Oct 28, 2022 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
Director
Signature
/s/ Wendy B. Mahling for Armando Pimentel, Jr.
Stock symbol
AMP
Transactions as of
Oct 28, 2022
Transactions value $
$116,082
Form type
4
Date filed
11/1/2022, 06:30 PM
Previous filing
Sep 15, 2022
Next filing
Feb 15, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Phantom Stock (Annual) Award $116K +372 $312.17 372 Oct 28, 2022 Common Stock 372 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The grant is a pro rata annual equity grant made as a result of the reporting person becoming a director effective as of September 15, 2022.
F2 Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F3 Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.