Christopher J. Williams - Oct 28, 2022 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
Director
Signature
/s/ Wendy B. Mahling for Christopher J. Williams
Stock symbol
AMP
Transactions as of
Oct 28, 2022
Transactions value $
$38,750
Form type
4
Date filed
11/1/2022, 06:30 PM
Previous filing
Oct 4, 2022
Next filing
Jan 4, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Phantom Stock (Retainer Deferral) Award $38.8K +124 +4.87% $312.17 2.67K Oct 28, 2022 Common Stock 124 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2 Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.