James Healy - Oct 14, 2022 Form 4 Insider Report for Natera, Inc. (NTRA)

Role
Director
Signature
/s/ Tami Chen, Attorney-in-Fact
Stock symbol
NTRA
Transactions as of
Oct 14, 2022
Transactions value $
$15,624
Form type
4
Date filed
10/18/2022, 09:07 PM
Previous filing
Aug 15, 2022
Next filing
Jan 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRA Common Stock Award $15.6K +344 +1.01% $45.42 34.6K Oct 14, 2022 Direct F1
holding NTRA Common Stock 1.55M Oct 14, 2022 by Sofinnova Venture Partners VIII, L.P. F2
holding NTRA Common Stock 1.55M Oct 14, 2022 by Sofinnova Venture Partners IX, L.P. F2
holding NTRA Common Stock 2.4K Oct 14, 2022 By Sofinnova Synergy Master Fund, LP F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the issuance of Restricted Stock Units ("RSUs") to the Reporting Person in lieu of quarterly retainer fees of $15,625 for service on the Issuer's Board of Directors. The RSUs were fully-vested at the time of issuance. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
F2 The Reporting Person is a managing member of each of Sofinnova Management VIII, L.L.C. ("Sofinnova Management VIII") and Sofinnova Management IX, L.L.C. ("Sofinnova Management IX"). Sofinnova Management VIII is the general partner of Sofinnova Venture Partners VIII, L.P ., and Sofinnova Management IX is the general partner of Sofinnova Venture Partners IX, L.P . The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
F3 The Reporting Person is a managing member of Sofinnova Synergy Fund GP, LLC ("Sofinnova Synergy"). Sofinnova Synergy is the general partner of Sofinnova Synergy Master Fund, LP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.