Douglas J. Parish - Oct 11, 2022 Form 4 Insider Report for Bridgewater Bancshares Inc (BWB)

Role
Director
Signature
/s/ Ben Klocke, Attorney-in-Fact
Stock symbol
BWB
Transactions as of
Oct 11, 2022
Transactions value $
$0
Form type
4
Date filed
10/17/2022, 04:34 PM
Previous filing
Oct 3, 2022
Next filing
Jan 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWB Common Stock Gift $0 -15.6K -96.34% $0.00 593 Oct 11, 2022 Direct F1
transaction BWB Depositary Shares Gift $0 -3K -100% $0.00* 0 Oct 11, 2022 Direct F2, F3
holding BWB Common Stock 15.6K Oct 11, 2022 By Trust F1, F4
holding BWB Depositary Shares 3K Oct 11, 2022 By Trust F2, F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On October 11, 2022, the reporting person transferred 15,607 shares of common stock to a family trust of which the reporting person is trustee. The reporting person and members of his immediate family are the sole beneficiaries of the trust.
F2 Each depositary share represents ownership of a 1/100th interest in a share of the Issuer's 5.875% Non-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share.
F3 On October 11, 2022, the reporting person transferred 3,000 shares of preferred stock to a family trust of which the reporting person is trustee. The reporting person and members of his immediate family are the sole beneficiaries of the trust.
F4 Shares of common stock are held by Mr. Parish as co-trustee of the Douglas J Parish Revocable Trust, dated May 27, 2022. Mr. Parish possesses shared voting and investment power with respect to the shares of common stock held under the trust.
F5 Shares of preferred stock are held by Mr. Parish as co-trustee of the Douglas J Parish Revocable Trust, dated May 27, 2022. Mr. Parish possesses shared voting and investment power with respect to the shares of preferred stock held under the trust.