Randall D. Sampson - Sep 20, 2022 Form 4 Insider Report for Pineapple Energy Inc. (PEGY)

Role
Director
Signature
/s/ Christine G. Long, Attorney-in-fact for Randall D. Sampson
Stock symbol
PEGY
Transactions as of
Sep 20, 2022
Transactions value $
$0
Form type
4
Date filed
9/22/2022, 04:42 PM
Previous filing
Mar 28, 2022
Next filing
Feb 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEGY Common Stock Award $0 +15.2K +79.37% $0.00 34.3K Sep 20, 2022 Direct F1, F2
holding PEGY Common Stock 170K Sep 20, 2022 See footnotes F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units that vest as follows: 2,344 vest 6 months and 12,846 vest 12 months from the date of the grant.
F2 Reflects the effect of the Company's 1-for-4 reverse stock split on March 18, 2022.
F3 Held as of September 20, 2022 by the Sampson Family Real Estate Holdings, LLC (SFREH), of which Mr. Sampson is the sole manager. Members of SFREH include the Marian Arlis Sampson 2012 Family Revocable Trust, the Curtis A. Sampson Family Trust, and the Randall D. Sampson GST Trust, of which Mr. Sampson is the grantor and his grandchildren are beneficiaries. Mr. Sampson and his children are among the beneficiaries of the Marian Arlis Sampson 2012 Family Irrevocable Trust and the Curtis A. Sampson Family Trust. Mr. Sampson disclaims beneficial ownership in membership interests of SFREH in which he has no pecuniary interest.
F4 Following the death of Curtis A. Sampson on July 16, 2020, Randall D. Sampson became the executor of the estate of Curtis A. Sampson, became the trustee of certain trusts of Curtis A. Sampson that held Company stock and was granted other fiduciary powers relating to Company stock. Transactions by Mr. R. Sampson in Company stock in his fiduciary capacity subsequent to July 16, 2020 are exempt from reporting under Rule 16a-2(d)(1).