| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SKYT | Common Stock | Sale | -$333K | -29.8K | -0.13% | $11.18 | 22.2M | Sep 12, 2022 | Direct | F1 |
| transaction | SKYT | Common Stock | Sale | -$883K | -75.8K | -0.34% | $11.65 | 22.2M | Sep 13, 2022 | Direct | F2 |
| transaction | SKYT | Common Stock | Sale | -$250K | -20.7K | -0.09% | $12.07 | 22.1M | Sep 13, 2022 | Direct | F3, F4, F5, F6 |
| Id | Content |
|---|---|
| F1 | Reflects the weighted average price of 29,794 shares of common stock of SkyWater Technology, Inc. sold by the reporting person in multiple transactions on September 12, 2022 with sale prices ranging from $11.00 to $11.56 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F2 | Reflects the weighted average price of 75,809 shares of common stock of SkyWater Technology, Inc. sold by the reporting person in multiple transactions on September 13, 2022 with sale prices ranging from $11.00 to $11.995 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F3 | Reflects the weighted average price of 20,729 shares of common stock of SkyWater Technology, Inc. sold by the reporting person in multiple transactions on September 13, 2022 with sale prices ranging from $12.00 to $12.19 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F4 | In addition to CMI Oxbow Partners, LLC ("CMI"), this Form 4 is being filed jointly with Oxbow Industries, LLC ("Oxbow" and, together with CMI, the "Reporting Person"), which has the same address as CMI and may be deemed to have a pecuniary interest in the securities reported on this Form 4 (the "Reported Securities"). Loren A. Unterseher, Managing Partner of Oxbow and President of CMI, may also be deemed to have a pecuniary interest in the Reported Securities and has elected to submit filings pursuant to Section 16(a) on an individual basis. |
| F5 | Oxbow, as the majority member of CMI, may be deemed to be the beneficial owner of the Reported Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. Oxbow disclaims beneficial ownership of the Reported Securities, except to the extent of any pecuniary interest therein. |
| F6 | Mr. Unterseher was initially elected to the board of directors of the Issuer as a representative of the Reporting Persons. As a result, each of the other Reporting Persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. |