Joshua J. Barsetti - 31 Aug 2022 Form 4 Insider Report for AutoWeb, Inc.

Role
VP, CONTROLLER & PAO
Signature
/s/ Glenn E. Fuller, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
31 Aug 2022
Net transactions value
$0
Form type
4
Filing time
02 Sep 2022, 18:20:58 UTC
Previous filing
07 Feb 2022
Next filing
24 Oct 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AUTO Employee Stock Option (Right to Buy) Other $0 -30,000 -100% $0.000000* 0 31 Aug 2022 Common Stock 30,000 $3.31 Direct F1
transaction AUTO Employee Stock Option (Right to Buy) Other $0 -25,000 -100% $0.000000* 0 31 Aug 2022 Common Stock 25,000 $2.79 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Joshua J. Barsetti is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated July 24, 2022, by and among the Issuer, Unity AC 1, LLC ("Parent") and Unity AC 2, Inc., a wholly-owned subsidiary of Parent, the Reporting Person's stock options were terminated and cancelled for no consideration as of the Effective Time (as defined in the Merger Agreement).