Rohit Makharia - 15 Aug 2022 Form 4 Insider Report for SES AI Corp (SES)

Role
PRES. & CHIEF OP. OFFICER
Signature
/s/ Kyle Pilkington, Attorney-in-Fact
Issuer symbol
SES
Transactions as of
15 Aug 2022
Net transactions value
-$1,227,865
Form type
4
Filing time
17 Aug 2022, 16:19:36 UTC
Previous filing
11 Feb 2022
Next filing
21 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SES Class A Common Stock Options Exercise $18,830 +117,688 $0.1600 117,688 15 Aug 2022 Direct
transaction SES Class A Common Stock Sale $619,663 -117,688 -100% $5.27 0 15 Aug 2022 Direct F1
transaction SES Class A Common Stock Options Exercise $20,631 +128,942 $0.1600 128,942 16 Aug 2022 Direct
transaction SES Class A Common Stock Sale $647,663 -128,942 -100% $5.02 0 16 Aug 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SES Stock Option Options Exercise $0 -117,688 -1.7% $0.000000 6,973,394 15 Aug 2022 Class A Common Stock 117,688 $0.1600 Direct F2
transaction SES Stock Option Options Exercise $0 -128,942 -1.8% $0.000000 6,844,452 16 Aug 2022 Class A Common Stock 128,942 $0.1600 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.2368 to $5.2884, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2 Reflects options granted on March 1, 2021 that will vest 25% on the first anniversary of the grant date and continue to vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on the vesting date.
F3 Reflects options granted on March 1, 2021 that will vest 25% on the first anniversary of the grant date and continue to vest in equal monthly installments over the following 36 months, subject to the Reporting Person's continued service on the vesting date.