Gary L. Fischer - 29 Jul 2022 Form 4 Insider Report for AXT INC (AXTI)

Role
VICE PRESIDENT, CFO & CORP SEC
Signature
/s/ Gary L Fischer, by power of attorney
Issuer symbol
AXTI
Transactions as of
29 Jul 2022
Net transactions value
-$862,600
Form type
4
Filing time
02 Aug 2022, 15:26:40 UTC
Previous filing
16 Mar 2022
Next filing
01 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXTI Common Stock Sale $495,000 -60,000 -16% $8.25 319,020 29 Jul 2022 Direct F1
transaction AXTI Common Stock Sale $367,600 -40,000 -13% $9.19 279,020 01 Aug 2022 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2022.
F2 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 22, 2022.