Jim DiSanto - 04 Apr 2022 Form 4 Insider Report for Quanergy Systems, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
01 Aug 2022, 21:50:33 UTC
Prior SEC filing
24 Mar 2022
Next SEC filing
25 Apr 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jerry Allison, Attorney-in-Fact

Key filing fact

Jim DiSanto filed Form 4 for Quanergy Systems, Inc. on 01 Aug 2022.

Key facts

  • This page summarizes Jim DiSanto's Form 4 filing for Quanergy Systems, Inc..
  • 5 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 01 Aug 2022, 21:50.

Change

  • Previous filing in this sequence was filed on 24 Mar 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

QNGYQ transaction

Common Stock

Other

Transaction value
$0
Shares
-22,115
Change %
-5.5%
Price
$0.000000
Shares after
379,531
Date
04 Apr 2022
Ownership
See footnote.
Footnotes
F1, F2
QNGYQ transaction

Common Stock

Other

Transaction value
$0
Shares
-45,757
Change %
-100%
Price
$0.000000*
Shares after
0
Date
04 Apr 2022
Ownership
See footnote.
Footnotes
F3, F4
QNGYQ transaction

Common Stock

Other

Transaction value
$0
Shares
-34,878
Change %
-100%
Price
$0.000000*
Shares after
0
Date
04 Apr 2022
Ownership
See footnote.
Footnotes
F5, F6
QNGYQ transaction

Common Stock

Other

Transaction value
$0
Shares
-64,130
Change %
-57%
Price
$0.000000
Shares after
47,464
Date
28 Jul 2022
Ownership
See footnote (2)
Footnotes
F7
QNGYQ transaction

Common Stock

Other

Transaction value
$0
Shares
+26,084
Change %
+31%
Price
$0.000000
Shares after
111,598
Date
28 Jul 2022
Ownership
Direct
Footnotes
F8
QNGYQ holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
26,631
Date
04 Apr 2022
Ownership
See footnote.
Footnotes
F9
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 9 footnotes

Footnote F1

On April 4, 2022 Transportation Technology Ventures LLC distributed, for no consideration, 22,115 shares of common stock of the Issuer to Meteora Capital Partners, LP pursuant to an agreement, dated February 8, 2022, between Meteora Capital Partners, LP, Meteora Special Opportunity Fund I, LP, Transportation Technology Ventures LLC, Transportation Ventures II L.P. Transportation Technology Ventures V L.P. and the other parties thereto.

Footnote F2

Shares are directly held by Transportation Technology Ventures LLC and Transportation Technology Ventures LLC is controlled by Mr. DiSanto. Accordingly, Mr. DiSanto may be deemed to be a beneficial owner of the shares held by Transportation Technology Ventures LLC.

Footnote F3

On April 4, 2022 Transportation Technology Ventures II L.P. distributed, for no consideration, 45,757 shares of common stock of the Issuer to Meteora Capital Partners, LP pursuant to an agreement, dated February 8, 2022, between Meteora Capital Partners, LP, Meteora Special Opportunity Fund I, LP, Transportation Technology Ventures LLC, Transportation Ventures II L.P. Transportation Technology Ventures V L.P. and the other parties thereto.

Footnote F4

Shares were held by Transportation Technology Ventures II, L.P. ("TTV II, L.P.") TTV II, L.P. is managed by Transportation Technology Ventures LLC and Transportation Technology Ventures LLC is controlled by Mr. DiSanto. Accordingly, Mr. DiSanto may be deemed to be a beneficial owner of the shares held by TTV V, L.P.

Footnote F5

On April 4, 2022 Transportation Technology Ventures V L.P. distributed, for no consideration, 34,878 shares of common stock of the Issuer to Meteora Capital Partners, LP pursuant to an agreement, dated February 8, 2022, between Meteora Capital Partners, LP, Meteora Special Opportunity Fund I, LP, Transportation Technology Ventures LLC, Transportation Ventures II L.P. Transportation Technology Ventures V L.P. and the other parties thereto.

Footnote F6

Shares were held by Transportation Technology Ventures V, L.P. ("TTV V, L.P.") TTV V, L.P. is managed by Transportation Technology Ventures LLC and Transportation Technology Ventures LLC is controlled by Mr. DiSanto. Accordingly, Mr. DiSanto may be deemed to be a beneficial owner of the shares held by TTV V, L.P.

Footnote F7

On July 28, 2022 Transportation Technology Ventures LLC distributed, for no consideration, 64,130 shares of common stock of the Issuer to the limited partners, representing such partner's pro rata interests in such shares. The aforementioned distribution was made in accordance with the exemption afforded by Rule 16a-13 and 16a-9 of the Securities Exchange Act of 1934, as amended.

Footnote F8

Shares received from distribution on July 28, 2022 as described in Footnote 7.

Footnote F9

Shares are held directly by Motus-VGO Autonomous IOT Fund, L.P. ("Motus-VGO"). Motus VGO is managed by Motus-VGO GP LLC and Motus VGO GP LLC is controlled by Mr. DiSanto. Accordingly Mr. DiSanto may be deemed to be a beneficial owner of the shares held by Motus-VGO.

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