Patrick Sobers - 27 Jul 2022 Form 4 Insider Report for National Bank Holdings Corp (NBHC)

Role
Director
Signature
/s/ Angela N. Petrucci, Attorney-in-Fact
Issuer symbol
NBHC
Transactions as of
27 Jul 2022
Net transactions value
-$56,659
Form type
4
Filing time
29 Jul 2022, 19:48:23 UTC
Previous filing
04 May 2022
Next filing
01 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NBHC Common Stock Options Exercise $20,108 +1,028 +5.6% $19.56 19,284 27 Jul 2022 Direct
transaction NBHC Common Stock Options Exercise $46,200 +2,000 +10% $23.10 21,284 27 Jul 2022 Direct
transaction NBHC Common Stock Disposed to Issuer $122,967 -3,028 -14% $40.61 18,256 27 Jul 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NBHC Employee Stock Option (Right to Buy) Options Exercise $0 -1,028 -100% $0.000000* 0 27 Jul 2022 Common Stock 1,028 $19.56 Direct F1
transaction NBHC Employee Stock Option (Right to Buy) Options Exercise $0 -2,000 -27% $0.000000 5,477 27 Jul 2022 Common Stock 2,000 $23.10 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Time-vested stock option award. Stock options vested in equal installments on April 28, 2017, April 28, 2018 and April 28, 2019.
F2 Time-vested stock option award. Stock options vest in equal installments on April 28, 2021, April 28, 2022 and April 28, 2023.