Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SMBC | Common Stock | Award | $0 | +1.5K | +3.75% | $0.00 | 41.5K | Jul 19, 2022 | Direct | F1 |
holding | SMBC | Common Stock | 14.6K | Jul 19, 2022 | 401(k) | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | SMBC | Stock Option (Right to Buy) | 2K | Jul 19, 2022 | Common Stock | 2K | $37.31 | Direct | F3 | |||||
holding | SMBC | Stock Option (Right to Buy) | 2K | Jul 19, 2022 | Common Stock | 2K | $34.35 | Direct | F4 | |||||
holding | SMBC | Stock Option (Right to Buy) | 2K | Jul 19, 2022 | Common Stock | 2K | $37.40 | Direct | F5 | |||||
holding | SMBC | Stock Option (Right to Buy) | 3K | Jul 19, 2022 | Common Stock | 3K | $34.91 | Direct | F6 | |||||
holding | SMBC | Stock Option (Right to Buy) | 1.5K | Jul 19, 2022 | Common Stock | 1.5K | $53.82 | Direct | F7 |
Id | Content |
---|---|
F1 | The shares are scheduled to vest over a three-year period beginning July 19, 2023 with 500 shares vesting on that date and on each of the next two anniversaries of that date. |
F2 | Reflects 401(k) contributions that have occurred since the date of the reporting person's last ownership report. |
F3 | The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/16/19. Each remaining installment vests annually thereafter. |
F4 | The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/4/20. Each remaining installment vests annually thereafter. |
F5 | The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/18/21. Each remaining installment vests annually thereafter. |
F6 | The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/10/22. Each remaining installment vests annually thereafter. |
F7 | The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/3/23. Each remaining installment vests annually thereafter. |