Mark L. First - 29 Jun 2022 Form 4 Insider Report for PetIQ, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
01 Jul 2022, 19:02:47 UTC
Prior SEC filing
28 Jun 2022
Next SEC filing
17 Nov 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ R. Michael Herrman, as attorney-in-fact

Key filing fact

Mark L. First filed Form 4 for PetIQ, Inc. on 01 Jul 2022.

Key facts

  • This page summarizes Mark L. First's Form 4 filing for PetIQ, Inc..
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 01 Jul 2022, 19:02.

Change

  • Previous filing in this sequence was filed on 28 Jun 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PETQ transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+2,245
Change %
+46%
Price
Shares after
7,106
Date
29 Jun 2022
Ownership
Direct
Footnotes
F1
PETQ holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,972,687
Date
29 Jun 2022
Ownership
See Footnote
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PETQ transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-2,245
Change %
-100%
Price
$0.000000*
Shares after
0
Date
29 Jun 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
2,245
Exercise price
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Settlement of restricted stock units ("RSU") into shares of Class A common stock. Each RSU represents a contingent right to receive one share of Class A Common Stock

Footnote F2

Includes 1,660,344 shares of Class A Common Stock held by ECP Helios Partners IV, L.P. ("ECP Helios") and 312,343 shares of Class A common Stock held Eos Partners, L.P. ("Eos Partners" and together with ECP Helios, the "Eos Funds"). Each of the Eos Funds is managed by Eos Management. Mr. First is managing director of Eos Management and has voting and investment control over and may be considered the beneficial owner of the Class A Common stock owned by the Eos Funds. Mr. First disclaims beneficial ownership of such securities and this report shall not be deemed an admission that Mr. First is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

Footnote F3

On June 29, 2021, the Reporting Person was granted 2,245 RSUs that vested in full on June 29, 2022

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