Quick Takeaways
- This page summarizes Mark L. First's Form 4 filing for PetIQ, Inc..
- 2 reported transactions and 1 derivative row are listed below.
- Filing timestamp: 01 Jul 2022, 19:02.
Mark L. First - 29 Jun 2022 Form 4 Insider Report for PetIQ, Inc.
- Role
- Director
- Signature
- /s/ R. Michael Herrman, as attorney-in-fact
- Issuer symbol
- N/A
- Transactions as of
- 29 Jun 2022
- Net transactions value
- $0
- Form type
- 4
- Filing time
- 01 Jul 2022, 19:02:47 UTC
- Previous filing
- 28 Jun 2022
- Next filing
- 17 Nov 2022
- SEC
- View on sec.gov
Quoteable Key Fact
"Mark L. First filed Form 4 for PetIQ, Inc. on 01 Jul 2022."
What Changed
- Previous filing in this sequence was filed on 28 Jun 2022.
- Current net transaction value: $0.
Why This Matters
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Source Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Transactions Table
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PETQ | Class A Common Stock | Options Exercise | +2,245 | +46% | 7,106 | 29 Jun 2022 | Direct | F1 | ||
| holding | PETQ | Class A Common Stock | 1,972,687 | 29 Jun 2022 | See Footnote | F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PETQ | Restricted Stock Unit | Options Exercise | $0 | -2,245 | -100% | $0.000000* | 0 | 29 Jun 2022 | Class A Common Stock | 2,245 | Direct | F1, F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | Settlement of restricted stock units ("RSU") into shares of Class A common stock. Each RSU represents a contingent right to receive one share of Class A Common Stock |
| F2 | Includes 1,660,344 shares of Class A Common Stock held by ECP Helios Partners IV, L.P. ("ECP Helios") and 312,343 shares of Class A common Stock held Eos Partners, L.P. ("Eos Partners" and together with ECP Helios, the "Eos Funds"). Each of the Eos Funds is managed by Eos Management. Mr. First is managing director of Eos Management and has voting and investment control over and may be considered the beneficial owner of the Class A Common stock owned by the Eos Funds. Mr. First disclaims beneficial ownership of such securities and this report shall not be deemed an admission that Mr. First is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein. |
| F3 | On June 29, 2021, the Reporting Person was granted 2,245 RSUs that vested in full on June 29, 2022 |