Christopher S. Randall - 27 May 2022 Form 4 Insider Report for National Bank Holdings Corp (NBHC)

Role
EVP, COMM. & SPECIALTY BANKING
Signature
/s/ Christopher S. Randall
Issuer symbol
NBHC
Transactions as of
27 May 2022
Net transactions value
-$282,954
Form type
4
Filing time
01 Jun 2022, 17:09:48 UTC
Previous filing
02 May 2022
Next filing
03 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NBHC Common Stock Options Exercise $69,184 +3,626 +28% $19.08 16,790 27 May 2022 Direct
transaction NBHC Common Stock Options Exercise $90,179 +4,543 +27% $19.85 21,333 27 May 2022 Direct
transaction NBHC Common Stock Options Exercise $139,570 +6,042 +28% $23.10 27,375 31 May 2022 Direct
transaction NBHC Common Stock Disposed to Issuer $335,011 -8,169 -30% $41.01 19,206 27 May 2022 Direct F1
transaction NBHC Common Stock Disposed to Issuer $246,876 -6,042 -31% $40.86 13,164 31 May 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NBHC Employee Stock Option (Right to Buy) Options Exercise $0 -3,626 -100% $0.000000* 0 27 May 2022 Common Stock 3,626 $19.08 Direct F3
transaction NBHC Employee Stock Option (Right to Buy) Options Exercise $0 -4,543 -100% $0.000000* 0 27 May 2022 Common Stock 4,543 $19.85 Direct F4
transaction NBHC Employee Stock Option (Right to Buy) Options Exercise $0 -6,042 -67% $0.000000 3,021 31 May 2022 Common Stock 6,042 $23.10 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.68 to $41.25, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.71 to $41.16, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 Time-vested stock option award. Stock options vested in equal installments on April 28, 2016, April 28, 2017 and April 28, 2018.
F4 Time-vested stock option award. Stock options vested in equal installments on October 1, 2016, October 1, 2017 and October 1, 2018.
F5 Time-vested stock option award. Stock options vested in equal installments on April 28, 2021 and April 28, 2022.