JAMES HEALY - 25 May 2022 Form 4 Insider Report for Natera, Inc. (NTRA)

Role
Director
Signature
/s/ Tami Chen, Attorney-in-Fact
Issuer symbol
NTRA
Transactions as of
25 May 2022
Net transactions value
$0
Form type
4
Filing time
27 May 2022, 21:46:00 UTC
Previous filing
14 Apr 2022
Next filing
01 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRA Common Stock Options Exercise +1,307 +4% 33,779 25 May 2022 Direct F1
holding NTRA Common Stock 1,550,280 25 May 2022 by Sofinnova Venture Partners VIII, L.P. F2
holding NTRA Common Stock 1,550,280 25 May 2022 by Sofinnova Venture Partners IX, L.P. F2
holding NTRA Common Stock 2,400 25 May 2022 By Sofinnova Synergy Master Fund, LP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRA Restricted Stock Unit Options Exercise $0 -1,307 -100% $0.000000* 0 25 May 2022 Common Stock 1,307 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
F2 The Reporting Person is a managing member of each of Sofinnova Management VIII, L.L.C. ("Sofinnova Management VIII"), Sofinnova Management IX, L.L.C. ("Sofinnova Management IX") and Sofinnova Synergy Fund GP, LLC ("Sofinnova Synergy"). Sofinnova Management VIII is the general partner of Sofinnova Venture Partners VIII, L.P., Sofinnova Management IX is the general partner of Sofinnova Venture Partners IX, L.P. and Sofinnova Synergy is the general Partner of Sofinnova Synergy Master Fund, LP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
F3 The RSU vested in full on May 25, 2022.