Robert F. Sharpe JR - Apr 27, 2022 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
Director
Signature
/s/ Wendy B. Mahling for Robert F. Sharpe Jr.
Stock symbol
AMP
Transactions as of
Apr 27, 2022
Transactions value $
$0
Form type
4
Date filed
4/29/2022, 06:38 PM
Next filing
Aug 30, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Phantom Stock (Annual) Award $0 +714 +2.03% $0.00 35.9K Apr 27, 2022 Common Stock 714 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2 Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.