Christopher J. Williams - Apr 27, 2022 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role: Director
Signature: /s/ Wendy B. Mahling for Christopher J. Williams
Stock symbol: AMP
Transactions as of: Apr 27, 2022
Transactions value $: $38,750
Form type: 4
Date filed: 4/29/2022, 06:27 PM
Previous filing: Apr 4, 2022
Next filing: Jul 5, 2022
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AMP	Phantom Stock (Annual)	Award	$0	+714	+10.94%	$0.00	7.24K	Apr 27, 2022	Common Stock	714		Direct	F1, F2
transaction	AMP	Phantom Stock (Retainer Deferral)	Award	$38.7K	+142	+6.36%	$272.91	2.38K	Apr 28, 2022	Common Stock	142		Direct	F1, F3

Showing 1 to 2 of 2 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2	Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.
F3	Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.