Key facts
- This page summarizes Christopher J. Williams's Form 4 filing for AMERIPRISE FINANCIAL INC (AMP).
- 2 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 29 Apr 2022, 18:27.
Christopher J. Williams - 27 Apr 2022 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)
- Reporting relationship
- Director
- Issuer ticker
- AMP
- Reported as of
- 27 Apr 2022
- Net transaction value
- +$38,750
- SEC form
- 4
- Accepted by SEC
- 29 Apr 2022, 18:27:41 UTC
- Prior SEC filing
- 04 Apr 2022
- Next SEC filing
- 05 Jul 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Wendy B. Mahling for Christopher J. Williams
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Christopher J. Williams filed Form 4 for AMERIPRISE FINANCIAL INC (AMP) on 29 Apr 2022.
Change
- Previous filing in this sequence was filed on 04 Apr 2022.
- Current net transaction value: +$38,750.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AMP
transaction
Derivative
Phantom Stock (Annual)
Award
- Transaction value
- $0
- Shares
- +714
- Change %
- +11%
- Price
- $0.000000
- Shares after
- 7,235
- Date
- 27 Apr 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 714
- Exercise price
- Footnotes
- F1, F2
AMP
transaction
Derivative
Phantom Stock (Retainer Deferral)
Award
- Transaction value
- $38,750
- Shares
- +142
- Change %
- +6.4%
- Price
- $272.91
- Shares after
- 2,375
- Date
- 28 Apr 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 142
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
Footnote F2
Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.
Footnote F3
Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.