Gergely Sved - Apr 1, 2022 Form 3 Insider Report for ECOLAB INC. (ECL)

Role
EVP & PRES - HC & LIFE SCI
Signature
/s/ David F. Duvick, as Attorney-in-Fact for Gergely Sved
Stock symbol
ECL
Transactions as of
Apr 1, 2022
Transactions value $
$0
Form type
3
Date filed
4/8/2022, 05:15 PM
Next filing
Dec 9, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ECL Restricted Stock Units Apr 1, 2022 Common Stock 1.86K Direct F1
holding ECL Employee Stock Option (Right to Buy) Apr 1, 2022 Common Stock 2.18K $184.39 Direct F2, F3
holding ECL Employee Stock Option (Right to Buy) Apr 1, 2022 Common Stock 3.38K $221.41 Direct F2
holding ECL Employee Stock Option (Right to Buy) Apr 1, 2022 Common Stock 3.26K $223.78 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Ecolab Inc. common stock. The units will vest, subject to continued employment, as to 100% of the grant amount on the third anniversary of the date of grant.
F2 Option granted under the Ecolab Inc. 2010 Stock Incentive Plan. The option became or becomes exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining option shares on the third anniversary of the date of grant. The date listed is the first anniversary of the date of grant.
F3 The option covered 3,268 shares when granted, with 1,089 of the option shares exercised prior to Mr. Sved becoming a reporting person.