Lee M. Neumann - Feb 18, 2022 Form 4 Insider Report for AGILITI, INC. \DE (AGTI)

Role
EVP & GC
Signature
/s/ Lee M. Neumann
Stock symbol
AGTI
Transactions as of
Feb 18, 2022
Transactions value $
-$117,355
Form type
4
Date filed
2/22/2022, 05:30 PM
Previous filing
Feb 18, 2022
Next filing
Mar 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AGTI Common Stock, $0.0001 par value Options Exercise $37.8K +6.03K +12.1% $6.27 55.8K Feb 18, 2022 Direct F1
transaction AGTI Common Stock, $0.0001 par value Sale -$108K -6.03K -10.79% $17.96 49.8K Feb 18, 2022 Direct F1, F2
transaction AGTI Common Stock, $0.0001 par value Options Exercise $25.2K +4.02K +8.06% $6.27 53.8K Feb 18, 2022 Direct F1
transaction AGTI Common Stock, $0.0001 par value Sale -$72.1K -4.02K -7.46% $17.95 49.8K Feb 18, 2022 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AGTI Options (Right to Buy) Options Exercise $0 -6.03K -42.86% $0.00 8.03K Feb 18, 2022 Common Stock, $0.0001 par value 6.03K $6.27 Direct F4
transaction AGTI Options (Right to Buy) Options Exercise $0 -4.02K -8.33% $0.00 44.2K Feb 18, 2022 Common Stock, $0.0001 par value 4.02K $6.27 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The exercise of stock options and the sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2021.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.69 to $18.14, inclusive. The reporting person undertakes to provide to Agiliti, Inc., any security holder of Agiliti, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.68 to $18.10, inclusive.
F4 The options vested and became exercisable with respect to 8,034 shares on March 6, 2020 and 8,033 shares on March 6, 2021. The options will vest and become exercisable with respect to the remaining 8,034 shares on March 6, 2022
F5 The options vested and became exercisable with respect to 12,051 shares on January 4, 2020, 12,051 shares on January 4, 2021 and 12,050 shares on January 4, 2022. The options will vest and become exercisable with respect to the remaining 12,051 shares on January 4, 2023.