Miguel Lozano - Feb 4, 2022 Form 4 Insider Report for El Pollo Loco Holdings, Inc. (LOCO)

Role
CHIEF OPERATING OFFICER
Signature
/s/ Anne Jollay, Attorney-in-Fact
Stock symbol
LOCO
Transactions as of
Feb 4, 2022
Transactions value $
-$226,768
Form type
4
Date filed
2/8/2022, 03:32 PM
Previous filing
May 14, 2021
Next filing
May 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LOCO Common Stock Options Exercise $98K +8.55K +9.83% $11.47 95.5K Feb 4, 2022 Direct F1
transaction LOCO Common Stock Sale -$110K -8.55K -8.95% $12.87 87K Feb 4, 2022 Direct F1, F2
transaction LOCO Common Stock Sale -$215K -16.7K -19.19% $12.87 70.3K Feb 4, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LOCO Non-Qualified Stock Options Options Exercise $0 -8.55K -50% $0.00 8.55K Feb 4, 2022 Common Stock 8.55K $11.47 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 6, 2021.
F2 Reflects a weighted-average price. These shares were sold in multiple transactions at prices ranging from $12.76 to $13.06 per share, inclusive. The Reporting Person undertakes to furnish to the Issuer, any requesting shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set forth in this footnote.