Justin Cox - Feb 3, 2022 Form 4 Insider Report for SOUTHERN MISSOURI BANCORP, INC. (SMBC)

Role
EVP-REGIONAL PRESIDENT
Signature
/s/ Justin Cox
Stock symbol
SMBC
Transactions as of
Feb 3, 2022
Transactions value $
$0
Form type
4
Date filed
2/7/2022, 03:49 PM
Next filing
Jul 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMBC Common Award $0 +400 +7.21% $0.00 5.95K Feb 3, 2022 Direct F1
holding SMBC Common 10.5K Feb 3, 2022 401(k) F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMBC Stock Option (Right to Buy) Award $0 +1.5K $0.00 1.5K Feb 3, 2022 Common Stock 1.5K $53.82 Direct F3
holding SMBC Stock Option (Right to Buy) 3K Feb 3, 2022 Common Stock 3K $34.91 Direct F4
holding SMBC Stock Option (Right to Buy) 2K Feb 3, 2022 Common Stock 2K $37.40 Direct F5
holding SMBC Stock Option (Right to Buy) 2K Feb 3, 2022 Common Stock 2K $34.35 Direct F6
holding SMBC Stock Option (Right to Buy) 2K Feb 3, 2022 Common 2K $37.31 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are scheduled to vest over a five-year period beginning February 9, 2023, with up to 20% of the shares vesting on that date and on each of the next four anniversaries of that date based on the extent to which the Company's annualized return on average assets over the 12 calendar quarters ending immediately prior to the applicable vesting date exceeds a threshold level.
F2 Reflects 401(k) contributions that have occurred since the date of the reporting person's last ownership report.
F3 The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/3/23. Each remaining installment vests annually thereafter.
F4 The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/10/22. Each remaining installment vests annually thereafter.
F5 The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/18/21. Each remaining installment vests annually thereafter.
F6 The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/4/20. Each remaining installment vests annually thereafter.
F7 The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/16/19. Each remaining installment vests annually thereafter.