Lisa M. Salazar - 01 Feb 2022 Form 4 Insider Report for Bridgewater Bancshares Inc (BWB)

Role
CHIEF DEPOSIT OFFICER
Signature
/s/ Ben Klocke, Attorney-in-Fact
Issuer symbol
BWB
Transactions as of
01 Feb 2022
Net transactions value
$0
Form type
4
Filing time
02 Feb 2022, 16:59:27 UTC
Previous filing
03 Jan 2022
Next filing
08 Dec 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BWB Option to buy Award $0 +25,000 $0.000000 25,000 01 Feb 2022 Common Stock 25,000 $17.50 Direct F1, F2
holding BWB Option to buy 17,000 01 Feb 2022 Common Stock 17,000 $12.92 Direct F1, F3
holding BWB Option to buy 24,228 01 Feb 2022 Common Stock 24,228 $12.94 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.
F2 Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.
F3 Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019.
F4 Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2018.