Joseph M. Chybowski - Feb 1, 2022 Form 4 Insider Report for Bridgewater Bancshares Inc (BWB)

Signature
/s/ Ben Klocke, Attorney-in-Fact
Stock symbol
BWB
Transactions as of
Feb 1, 2022
Transactions value $
$0
Form type
4
Date filed
2/2/2022, 04:52 PM
Previous filing
Dec 14, 2021
Next filing
Dec 8, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BWB Option to buy Award $0 +30K $0.00 30K Feb 1, 2022 Common Stock 30K $17.50 Direct F1, F2
transaction BWB Option to buy Award $0 +20K $0.00 20K Feb 1, 2022 Common Stock 20K $17.50 Direct F2, F3
holding BWB Option to buy 23K Feb 1, 2022 Common Stock 23K $12.92 Direct F3, F4
holding BWB Option to buy 150K Feb 1, 2022 Common Stock 150K $7.47 Direct F1, F5
holding BWB Option to buy 6K Feb 1, 2022 Common Stock 6K $3.58 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.
F2 Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.
F3 Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.
F4 Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019.
F5 Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.
F6 Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2015.