Jeffrey D. Shellberg - 01 Feb 2022 Form 4 Insider Report for Bridgewater Bancshares Inc (BWB)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
02 Feb 2022, 16:49:47 UTC
Prior SEC filing
07 Dec 2021
Next SEC filing
14 Sep 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Ben Klocke, Attorney-in-Fact

Key filing fact

Jeffrey D. Shellberg filed Form 4 for Bridgewater Bancshares Inc (BWB) on 02 Feb 2022.

Key facts

  • This page summarizes Jeffrey D. Shellberg's Form 4 filing for Bridgewater Bancshares Inc (BWB).
  • 1 reported transaction and 4 derivative rows are listed below.
  • Accepted by SEC: 02 Feb 2022, 16:49.

Change

  • Previous filing in this sequence was filed on 07 Dec 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BWB transaction Derivative

Option to buy

Award

Transaction value
$0
Shares
+20,000
Change %
Price
$0.000000
Shares after
20,000
Date
01 Feb 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
20,000
Exercise price
$17.50
Footnotes
F1, F2
BWB holding Derivative

Option to buy

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
25,000
Date
01 Feb 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
25,000
Exercise price
$12.92
Footnotes
F1, F3
BWB holding Derivative

Option to buy

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
150,000
Date
01 Feb 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
150,000
Exercise price
$7.47
Footnotes
F1, F4
BWB holding Derivative

Option to buy

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
75,000
Date
01 Feb 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
75,000
Exercise price
$3.00
Footnotes
F5, F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Options to buy granted under the 2017 Combined Incentive and Non-Statutory Stock Option Plan.

Footnote F2

Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 2/1/2022.

Footnote F3

Options exercisable in 25% increments on the first four anniversaries of the date of the grant which was 12/6/2019.

Footnote F4

Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 10/1/2017.

Footnote F5

Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan.

Footnote F6

Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014.

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