Jerry J. Baack - Jan 19, 2022 Form 4 Insider Report for Bridgewater Bancshares Inc (BWB)

Role
PRESIDENT & CEO, Director
Signature
/s/ Ben Klocke, Attorney-in-Fact
Stock symbol
BWB
Transactions as of
Jan 19, 2022
Transactions value $
-$73,607
Form type
4
Date filed
1/20/2022, 03:31 PM
Previous filing
Dec 23, 2021
Next filing
Feb 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BWB Common Stock Sale -$73.6K -4.17K -0.34% $17.67 1.22M Jan 19, 2022 Direct F1, F2
holding BWB Common Stock 4.2K Jan 19, 2022 By dependent child
holding BWB Common Stock 1K Jan 19, 2022 As custodian for child
holding BWB Common Stock 1K Jan 19, 2022 As custodian for child
holding BWB Common Stock 1K Jan 19, 2022 As custodian for child
holding BWB Depositary Shares 1K Jan 19, 2022 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2021.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.58 to $17.85, inclusive. The reporting person undertakes to provide to Bridgewater Bancshares, Inc., any security holder of Bridgewater Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price set forth in this footnote to this Form 4.
F3 Each depositary share represents ownership of a 1/100th interest in a share of the Issuer's 5.875% Non-Cumulative Perpetual Preferred Stock, Series A, $0.01 par value per share.