Jerrold D. Dotson - Jan 11, 2022 Form 4 Insider Report for VistaGen Therapeutics, Inc. (VTGN)

Role
VP, CFO AND SECRETARY
Signature
/s/ Jerrold D. Dotson
Stock symbol
VTGN
Transactions as of
Jan 11, 2022
Transactions value $
$18,750
Form type
4
Date filed
1/12/2022, 04:21 PM
Previous filing
Jan 3, 2022
Next filing
Mar 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VTGN Common Stock Options Exercise $18.8K +18.8K +24.73% $1.00* 94.6K Jan 11, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VTGN Stock Option (Right to Buy) Options Exercise $0 -18.8K -54.55% $0.00 15.6K Jan 11, 2022 Common Stock 34.4K $1.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% of the shares subject to this stock option vested May 23, 2019, with the the remaining shares vesting in 1/36th installments on each monthly anniversary thereafter.