Robert Alan Schueren - Jan 7, 2022 Form 4 Insider Report for Natera, Inc. (NTRA)

Role
CHIEF OPERATING OFFICER
Signature
/s/ Tami Chen, Attorney-in-Fact
Stock symbol
NTRA
Transactions as of
Jan 7, 2022
Transactions value $
-$157,545
Form type
4
Date filed
1/11/2022, 06:01 PM
Previous filing
Feb 14, 2022
Next filing
Jan 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRA Common Stock Options Exercise +3.99K +17.41% 26.9K Jan 7, 2022 Direct F1
transaction NTRA Common Stock Sale -$158K -2.12K -7.87% $74.45 24.8K Jan 10, 2022 Direct F2, F3
holding NTRA Common Stock 62.3K Jan 7, 2022 Robert A Schueren & Deborah A Schueren Rev Trust F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRA Restricted Stock Unit Options Exercise $0 -3.99K -19.9% $0.00 16K Jan 7, 2022 Common Stock 3.99K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
F2 The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.
F3 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.0811 to $74.46 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The Reporting Person is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust, and has voting and dispositive power with respect to the reported shares. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
F5 The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.