Patrick W. Smith - 15 Nov 2021 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)

Signature
/s/ Patrick W. Smith, by Jawad A. Ahsan, Attorney-in-Fact
Issuer symbol
AXON
Transactions as of
15 Nov 2021
Net transactions value
+$215,555,016
Form type
4
Filing time
17 Nov 2021, 19:56:03 UTC
Previous filing
10 Nov 2021
Next filing
19 Nov 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXON Common Stock Options Exercise $178,669,160 +1,067,255 +138% $167.41 1,842,727 15 Nov 2021 Direct
transaction AXON Common Stock Options Exercise $98,340,983 +553,130 +30% $177.79 2,395,857 16 Nov 2021 Direct
transaction AXON Common Stock Sale $11,895,397 -65,990 -2.8% $180.26 2,329,867 16 Nov 2021 Direct F1, F2
transaction AXON Common Stock Sale $13,276,554 -73,652 -3.2% $180.26 2,256,215 16 Nov 2021 Direct F2, F3
transaction AXON Common Stock Sale $6,502,969 -35,854 -1.6% $181.37 2,220,361 16 Nov 2021 Direct F3, F4
transaction AXON Common Stock Sale $2,066,333 -11,333 -0.51% $182.33 2,209,028 16 Nov 2021 Direct F3, F5
transaction AXON Common Stock Sale $1,826,222 -9,959 -0.45% $183.37 2,199,069 16 Nov 2021 Direct F3, F6
transaction AXON Common Stock Sale $157,935 -858 -0.04% $184.07 2,198,211 16 Nov 2021 Direct F3, F7
transaction AXON Common Stock Sale $148,567 -800 -0.04% $185.71 2,197,411 16 Nov 2021 Direct F3, F8
transaction AXON Common Stock Sale $1,955,145 -10,456 -0.48% $186.99 2,186,955 16 Nov 2021 Direct F3, F9
transaction AXON Common Stock Sale $1,236,501 -6,576 -0.3% $188.03 2,180,379 16 Nov 2021 Direct F3, F10
transaction AXON Common Stock Sale $3,337,798 -17,668 -0.81% $188.92 2,162,711 16 Nov 2021 Direct F3, F11
transaction AXON Common Stock Sale $2,272,766 -11,956 -0.55% $190.09 2,150,755 16 Nov 2021 Direct F3, F12
transaction AXON Common Stock Sale $1,383,685 -7,235 -0.34% $191.25 2,143,520 16 Nov 2021 Direct F3, F13
transaction AXON Common Stock Sale $1,811,470 -9,431 -0.44% $192.08 2,134,089 16 Nov 2021 Direct F3, F14
transaction AXON Common Stock Sale $2,002,343 -10,371 -0.49% $193.07 2,123,718 16 Nov 2021 Direct F3, F15
transaction AXON Common Stock Sale $81,762 -422 -0.02% $193.75 2,123,296 16 Nov 2021 Direct F3, F16
transaction AXON Common Stock Sale $1,484,227 -7,585 -0.36% $195.68 2,115,711 16 Nov 2021 Direct F3, F17
transaction AXON Common Stock Sale $1,581,881 -8,032 -0.38% $196.95 2,107,679 16 Nov 2021 Direct F3, F18
transaction AXON Common Stock Sale $941,855 -4,759 -0.23% $197.91 2,102,920 16 Nov 2021 Direct F3, F19
transaction AXON Common Stock Sale $839,323 -4,222 -0.2% $198.80 2,098,698 16 Nov 2021 Direct F3, F20
transaction AXON Common Stock Sale $2,038,258 -10,192 -0.49% $199.99 2,088,506 16 Nov 2021 Direct F3, F21
transaction AXON Common Stock Sale $201,087 -1,000 -0.05% $201.09 2,087,506 16 Nov 2021 Direct F3, F22
transaction AXON Common Stock Sale $1,210,555 -5,979 -0.29% $202.47 2,081,527 16 Nov 2021 Direct F3, F23
transaction AXON Common Stock Sale $1,169,783 -5,741 -0.28% $203.76 2,075,786 16 Nov 2021 Direct F3, F24
transaction AXON Common Stock Sale $728,261 -3,556 -0.17% $204.80 2,072,230 16 Nov 2021 Direct F3, F25
transaction AXON Common Stock Sale $683,850 -3,325 -0.16% $205.67 2,068,905 16 Nov 2021 Direct F3, F26
transaction AXON Common Stock Sale $620,597 -3,000 -0.15% $206.87 2,065,905 16 Nov 2021 Direct F3, F27

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXON Employee Stock Option Options Exercise $0 -174,353 -5.2% $0.000000 3,182,928 15 Nov 2021 Common Stock 174,353 $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -530,488 -17% $0.000000 2,652,440 15 Nov 2021 Common Stock 530,488 $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -1,417,111 -53% $0.000000 1,235,329 15 Nov 2021 Common Stock 1,417,111 $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -553,130 -45% $0.000000 682,199 16 Nov 2021 Common Stock 553,130 $28.58 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
F2 The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
F4 The transaction was executed in multiple trades at prices ranging from $181.00 to $181.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 The transaction was executed in multiple trades at prices ranging from $182.00 to $182.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 The transaction was executed in multiple trades at prices ranging from $183.00 to $183.90. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7 The transaction was executed in multiple trades at prices ranging from $184.00 to $184.72. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8 The transaction was executed in multiple trades at prices ranging from $185.35 to $186.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9 The transaction was executed in multiple trades at prices ranging from $186.50 to $187.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10 The transaction was executed in multiple trades at prices ranging from $187.51 to $188.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F11 The transaction was executed in multiple trades at prices ranging from $188.51 to $189.48. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F12 The transaction was executed in multiple trades at prices ranging from $189.54 to $190.48. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F13 The transaction was executed in multiple trades at prices ranging from $190.56 to $191.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F14 The transaction was executed in multiple trades at prices ranging from $191.60 to $192.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F15 The transaction was executed in multiple trades at prices ranging from $192.60 to $193.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F16 The transaction was executed in multiple trades at prices ranging from $193.60 to $193.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F17 The transaction was executed in multiple trades at prices ranging from $195.37 to $196.36. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F18 The transaction was executed in multiple trades at prices ranging from $196.50 to $197.49. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F19 The transaction was executed in multiple trades at prices ranging from $197.50 to $198.245. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F20 The transaction was executed in multiple trades at prices ranging from $198.67 to $199.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F21 The transaction was executed in multiple trades at prices ranging from $199.99 to $200.54. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F22 The transaction was executed in multiple trades at prices ranging from $201.00 to $201.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F23 The transaction was executed in multiple trades at prices ranging from $202.19 to $203.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F24 The transaction was executed in multiple trades at prices ranging from $203.26 to $204.19. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F25 The transaction was executed in multiple trades at prices ranging from $204.27 to $205.20. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F26 The transaction was executed in multiple trades at prices ranging from $205.25 to $205.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F27 The transaction was executed in multiple trades at prices ranging from $206.84 to $206.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.