Key facts
- This page summarizes Patrick W. Smith's Form 4 filing for AXON ENTERPRISE, INC. (AXON).
- 32 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 17 Nov 2021, 19:56.
Patrick W. Smith - 15 Nov 2021 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)
- Reporting relationship
- CHIEF EXECUTIVE OFFICER, Director
- Issuer ticker
- AXON
- Reported as of
- 15 Nov 2021
- Net transaction value
- +$215,555,016
- SEC form
- 4
- Accepted by SEC
- 17 Nov 2021, 19:56:03 UTC
- Prior SEC filing
- 10 Nov 2021
- Next SEC filing
- 19 Nov 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Patrick W. Smith, by Jawad A. Ahsan, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Patrick W. Smith filed Form 4 for AXON ENTERPRISE, INC. (AXON) on 17 Nov 2021.
Change
- Previous filing in this sequence was filed on 10 Nov 2021.
- Current net transaction value: +$215,555,016.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AXON
transaction
Common Stock
Options Exercise
- Transaction value
- $178,669,160
- Shares
- +1,067,255
- Change %
- +138%
- Price
- $167.41
- Shares after
- 1,842,727
- Date
- 15 Nov 2021
- Ownership
- Direct
AXON
transaction
Common Stock
Options Exercise
- Transaction value
- $98,340,983
- Shares
- +553,130
- Change %
- +30%
- Price
- $177.79
- Shares after
- 2,395,857
- Date
- 16 Nov 2021
- Ownership
- Direct
AXON
transaction
Common Stock
Sale
- Transaction value
- $11,895,397
- Shares
- -65,990
- Change %
- -2.8%
- Price
- $180.26
- Shares after
- 2,329,867
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F1, F2
AXON
transaction
Common Stock
Sale
- Transaction value
- $13,276,554
- Shares
- -73,652
- Change %
- -3.2%
- Price
- $180.26
- Shares after
- 2,256,215
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F2, F3
AXON
transaction
Common Stock
Sale
- Transaction value
- $6,502,969
- Shares
- -35,854
- Change %
- -1.6%
- Price
- $181.37
- Shares after
- 2,220,361
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F3, F4
AXON
transaction
Common Stock
Sale
- Transaction value
- $2,066,333
- Shares
- -11,333
- Change %
- -0.51%
- Price
- $182.33
- Shares after
- 2,209,028
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F3, F5
AXON
transaction
Common Stock
Sale
- Transaction value
- $1,826,222
- Shares
- -9,959
- Change %
- -0.45%
- Price
- $183.37
- Shares after
- 2,199,069
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F3, F6
AXON
transaction
Common Stock
Sale
- Transaction value
- $157,935
- Shares
- -858
- Change %
- -0.04%
- Price
- $184.07
- Shares after
- 2,198,211
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F3, F7
AXON
transaction
Common Stock
Sale
- Transaction value
- $148,567
- Shares
- -800
- Change %
- -0.04%
- Price
- $185.71
- Shares after
- 2,197,411
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F3, F8
AXON
transaction
Common Stock
Sale
- Transaction value
- $1,955,145
- Shares
- -10,456
- Change %
- -0.48%
- Price
- $186.99
- Shares after
- 2,186,955
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F3, F9
AXON
transaction
Common Stock
Sale
- Transaction value
- $1,236,501
- Shares
- -6,576
- Change %
- -0.3%
- Price
- $188.03
- Shares after
- 2,180,379
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F3, F10
AXON
transaction
Common Stock
Sale
- Transaction value
- $3,337,798
- Shares
- -17,668
- Change %
- -0.81%
- Price
- $188.92
- Shares after
- 2,162,711
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F3, F11
AXON
transaction
Common Stock
Sale
- Transaction value
- $2,272,766
- Shares
- -11,956
- Change %
- -0.55%
- Price
- $190.09
- Shares after
- 2,150,755
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F3, F12
AXON
transaction
Common Stock
Sale
- Transaction value
- $1,383,685
- Shares
- -7,235
- Change %
- -0.34%
- Price
- $191.25
- Shares after
- 2,143,520
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F3, F13
AXON
transaction
Common Stock
Sale
- Transaction value
- $1,811,470
- Shares
- -9,431
- Change %
- -0.44%
- Price
- $192.08
- Shares after
- 2,134,089
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F3, F14
AXON
transaction
Common Stock
Sale
- Transaction value
- $2,002,343
- Shares
- -10,371
- Change %
- -0.49%
- Price
- $193.07
- Shares after
- 2,123,718
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F3, F15
AXON
transaction
Common Stock
Sale
- Transaction value
- $81,762
- Shares
- -422
- Change %
- -0.02%
- Price
- $193.75
- Shares after
- 2,123,296
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F3, F16
AXON
transaction
Common Stock
Sale
- Transaction value
- $1,484,227
- Shares
- -7,585
- Change %
- -0.36%
- Price
- $195.68
- Shares after
- 2,115,711
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F3, F17
AXON
transaction
Common Stock
Sale
- Transaction value
- $1,581,881
- Shares
- -8,032
- Change %
- -0.38%
- Price
- $196.95
- Shares after
- 2,107,679
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F3, F18
AXON
transaction
Common Stock
Sale
- Transaction value
- $941,855
- Shares
- -4,759
- Change %
- -0.23%
- Price
- $197.91
- Shares after
- 2,102,920
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F3, F19
AXON
transaction
Common Stock
Sale
- Transaction value
- $839,323
- Shares
- -4,222
- Change %
- -0.2%
- Price
- $198.80
- Shares after
- 2,098,698
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F3, F20
AXON
transaction
Common Stock
Sale
- Transaction value
- $2,038,258
- Shares
- -10,192
- Change %
- -0.49%
- Price
- $199.99
- Shares after
- 2,088,506
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F3, F21
AXON
transaction
Common Stock
Sale
- Transaction value
- $201,087
- Shares
- -1,000
- Change %
- -0.05%
- Price
- $201.09
- Shares after
- 2,087,506
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F3, F22
AXON
transaction
Common Stock
Sale
- Transaction value
- $1,210,555
- Shares
- -5,979
- Change %
- -0.29%
- Price
- $202.47
- Shares after
- 2,081,527
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F3, F23
AXON
transaction
Common Stock
Sale
- Transaction value
- $1,169,783
- Shares
- -5,741
- Change %
- -0.28%
- Price
- $203.76
- Shares after
- 2,075,786
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F3, F24
AXON
transaction
Common Stock
Sale
- Transaction value
- $728,261
- Shares
- -3,556
- Change %
- -0.17%
- Price
- $204.80
- Shares after
- 2,072,230
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F3, F25
AXON
transaction
Common Stock
Sale
- Transaction value
- $683,850
- Shares
- -3,325
- Change %
- -0.16%
- Price
- $205.67
- Shares after
- 2,068,905
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F3, F26
AXON
transaction
Common Stock
Sale
- Transaction value
- $620,597
- Shares
- -3,000
- Change %
- -0.15%
- Price
- $206.87
- Shares after
- 2,065,905
- Date
- 16 Nov 2021
- Ownership
- Direct
- Footnotes
- F3, F27
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AXON
transaction
Derivative
Employee Stock Option
Options Exercise
- Transaction value
- $0
- Shares
- -174,353
- Change %
- -5.2%
- Price
- $0.000000
- Shares after
- 3,182,928
- Date
- 15 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 174,353
- Exercise price
- $28.58
AXON
transaction
Derivative
Employee Stock Option
Options Exercise
- Transaction value
- $0
- Shares
- -530,488
- Change %
- -17%
- Price
- $0.000000
- Shares after
- 2,652,440
- Date
- 15 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 530,488
- Exercise price
- $28.58
AXON
transaction
Derivative
Employee Stock Option
Options Exercise
- Transaction value
- $0
- Shares
- -1,417,111
- Change %
- -53%
- Price
- $0.000000
- Shares after
- 1,235,329
- Date
- 15 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,417,111
- Exercise price
- $28.58
AXON
transaction
Derivative
Employee Stock Option
Options Exercise
- Transaction value
- $0
- Shares
- -553,130
- Change %
- -45%
- Price
- $0.000000
- Shares after
- 682,199
- Date
- 16 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 553,130
- Exercise price
- $28.58
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 27 footnotes
Footnote F1
This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
Footnote F2
The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F3
Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
Footnote F4
The transaction was executed in multiple trades at prices ranging from $181.00 to $181.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F5
The transaction was executed in multiple trades at prices ranging from $182.00 to $182.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F6
The transaction was executed in multiple trades at prices ranging from $183.00 to $183.90. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F7
The transaction was executed in multiple trades at prices ranging from $184.00 to $184.72. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F8
The transaction was executed in multiple trades at prices ranging from $185.35 to $186.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F9
The transaction was executed in multiple trades at prices ranging from $186.50 to $187.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F10
The transaction was executed in multiple trades at prices ranging from $187.51 to $188.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F11
The transaction was executed in multiple trades at prices ranging from $188.51 to $189.48. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F12
The transaction was executed in multiple trades at prices ranging from $189.54 to $190.48. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F13
The transaction was executed in multiple trades at prices ranging from $190.56 to $191.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F14
The transaction was executed in multiple trades at prices ranging from $191.60 to $192.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F15
The transaction was executed in multiple trades at prices ranging from $192.60 to $193.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F16
The transaction was executed in multiple trades at prices ranging from $193.60 to $193.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F17
The transaction was executed in multiple trades at prices ranging from $195.37 to $196.36. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F18
The transaction was executed in multiple trades at prices ranging from $196.50 to $197.49. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F19
The transaction was executed in multiple trades at prices ranging from $197.50 to $198.245. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F20
The transaction was executed in multiple trades at prices ranging from $198.67 to $199.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F21
The transaction was executed in multiple trades at prices ranging from $199.99 to $200.54. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F22
The transaction was executed in multiple trades at prices ranging from $201.00 to $201.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F23
The transaction was executed in multiple trades at prices ranging from $202.19 to $203.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F24
The transaction was executed in multiple trades at prices ranging from $203.26 to $204.19. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F25
The transaction was executed in multiple trades at prices ranging from $204.27 to $205.20. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F26
The transaction was executed in multiple trades at prices ranging from $205.25 to $205.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Footnote F27
The transaction was executed in multiple trades at prices ranging from $206.84 to $206.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.