Elizabeth A. Simermeyer - Nov 12, 2021 Form 4 Insider Report for ECOLAB INC. (ECL)

Signature
/s/ David F. Duvick, as Attorney-in-Fact for Elizabeth A. Simermeyer
Stock symbol
ECL
Transactions as of
Nov 12, 2021
Transactions value $
-$1,069,266
Form type
4
Date filed
11/12/2021, 05:08 PM
Previous filing
Nov 5, 2021
Next filing
Dec 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ECL Common Stock Options Exercise $706K +6K +57.24% $117.73 16.5K Nov 12, 2021 Direct
transaction ECL Common Stock Sale -$1.78M -7.54K -45.74% $235.53 8.94K Nov 12, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ECL Employee Stock Option (Right to Buy) Options Exercise $0 -6K -100% $0.00* 0 Nov 12, 2021 Common Stock 6K $117.73 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $235.435 to $235.635, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 Option granted under the Ecolab Inc. 2010 Stock Incentive Plan. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining option shares on the third anniversary of the date of grant. The date listed is the first anniversary of the date of grant.