Key facts
- This page summarizes David DeStefano's Form 4 filing for Vertex, Inc. (VERX).
- 4 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 12 Nov 2021, 15:26.
David DeStefano - 01 Mar 2021 Form 4 Insider Report for Vertex, Inc. (VERX)
- Reporting relationship
- PRESIDENT & CEO, Director
- Issuer ticker
- VERX
- Reported as of
- 01 Mar 2021
- Net transaction value
- +$8,415
- SEC form
- 4
- Accepted by SEC
- 12 Nov 2021, 15:26:05 UTC
- Next SEC filing
- 14 May 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Lisa Coleman, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
David DeStefano filed Form 4 for Vertex, Inc. (VERX) on 12 Nov 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: +$8,415.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
VERX
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $8,415
- Shares
- +55,000
- Change %
- +11%
- Price
- $0.1530*
- Shares after
- 560,580
- Date
- 10 Mar 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
VERX
transaction
Derivative
Stock Option
Options Exercise
- Transaction value
- $0
- Shares
- -55,000
- Change %
- -14%
- Price
- $0.000000
- Shares after
- 350,893
- Date
- 10 Mar 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 55,000
- Exercise price
- $0.1530
- Footnotes
- F2
VERX
transaction
Derivative
Stock Option
Award
- Transaction value
- $0
- Shares
- +132,799
- Change %
- Price
- $0.000000
- Shares after
- 132,799
- Date
- 01 Mar 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 132,799
- Exercise price
- $32.16
- Footnotes
- F3
VERX
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +114,272
- Change %
- Price
- $0.000000
- Shares after
- 114,272
- Date
- 01 Mar 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 114,272
- Exercise price
- Footnotes
- F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Includes 53 shares of restricted stock that were inadvertently omitted from filer's Form 3. The amount reported in column 5 reflects the number of shares of Class A Common Stock beneficially owned as of the date hereof.
Footnote F2
Fully vested and exercisable and has no expiration date.
Footnote F3
This option will vest and become exercisable with respect to 25% of the shares on each of March 1, 2022, March 1, 2023, March 1, 2024 and March 1, 2025.
Footnote F4
Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
Footnote F5
Represents an award of restricted stock units that will vest as to 50% of the shares on March 1, 2023, and 25% of the shares on each of March 1, 2024 and March 1, 2025.