Herm Rosenman - 08 Nov 2021 Form 4/A - Amendment Insider Report for Natera, Inc. (NTRA)

Role: Director
Signature: /s/ Tami Chen, Attorney-in-Fact
Issuer symbol: NTRA
Transactions as of: 08 Nov 2021
Net transactions value: -$5,106,062
Form type: 4/A - Amendment
Filing time: 09 Nov 2021, 20:30:16 UTC
Date Of Original Report: 09 Nov 2021
Previous filing: 02 Jun 2021
Next filing: 31 May 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NTRA	Common Stock	Options Exercise	$118,240	+44,503	+87%	$2.66	95,778	08 Nov 2021	Direct
transaction	NTRA	Common Stock	Sale	$4,587,993	-39,171	-41%	$117.13	56,607	08 Nov 2021	Direct	F1, F2
transaction	NTRA	Common Stock	Sale	$249,455	-2,100	-3.7%	$118.79	54,507	08 Nov 2021	Direct	F3
transaction	NTRA	Common Stock	Sale	$338,758	-2,832	-5.2%	$119.62	51,675	08 Nov 2021	Direct	F4
transaction	NTRA	Common Stock	Sale	$48,096	-400	-0.77%	$120.24	51,275	08 Nov 2021	Direct	F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	NTRA	Stock Option (right to buy)	Options Exercise	$0	-44,503	-32%	$0.000000	93,901	08 Nov 2021	Common Stock	44,503	$2.66	Direct	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.00 to $117.92 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2	The prior Form 4 report filed on November 9, 2021 inaccurately reflected $17.1273 as the weighted average sales price instead of $117.1273.
F3	The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.12 to $119.0250 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4	The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.16 to $120.11 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5	The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.19 to $120.31 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6	The option shares are fully vested and may be exercised at any time.