Herm Rosenman - Nov 8, 2021 Form 4/A - Amendment Insider Report for Natera, Inc. (NTRA)

Role
Director
Signature
/s/ Tami Chen, Attorney-in-Fact
Stock symbol
NTRA
Transactions as of
Nov 8, 2021
Transactions value $
-$5,106,062
Form type
4/A - Amendment
Date filed
11/9/2021, 08:30 PM
Date Of Original Report
Nov 9, 2021
Previous filing
Jun 2, 2021
Next filing
May 31, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRA Common Stock Options Exercise $118K +44.5K +86.79% $2.66 95.8K Nov 8, 2021 Direct
transaction NTRA Common Stock Sale -$4.59M -39.2K -40.9% $117.13 56.6K Nov 8, 2021 Direct F1, F2
transaction NTRA Common Stock Sale -$249K -2.1K -3.71% $118.79 54.5K Nov 8, 2021 Direct F3
transaction NTRA Common Stock Sale -$339K -2.83K -5.2% $119.62 51.7K Nov 8, 2021 Direct F4
transaction NTRA Common Stock Sale -$48.1K -400 -0.77% $120.24 51.3K Nov 8, 2021 Direct F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRA Stock Option (right to buy) Options Exercise $0 -44.5K -32.15% $0.00 93.9K Nov 8, 2021 Common Stock 44.5K $2.66 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.00 to $117.92 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The prior Form 4 report filed on November 9, 2021 inaccurately reflected $17.1273 as the weighted average sales price instead of $117.1273.
F3 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.12 to $119.0250 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.16 to $120.11 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.19 to $120.31 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The option shares are fully vested and may be exercised at any time.