Mark L. Smith - Oct 22, 2021 Form 4 Insider Report for First Western Financial Inc (MYFW)

Role
Director
Signature
/s/ Julie A. Courkamp, Attorney-in-Fact
Stock symbol
MYFW
Transactions as of
Oct 22, 2021
Transactions value $
-$187
Form type
4
Date filed
10/26/2021, 04:38 PM
Next filing
May 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MYFW Common Stock Options Exercise $101K +4.05K +9.06% $25.00 48.8K Oct 22, 2021 Direct
transaction MYFW Common Stock Sale -$101K -3.67K -7.53% $27.61 45.1K Oct 22, 2021 Direct
transaction MYFW Common Stock Options Exercise $900 +36 +0.08% $25.00 45.1K Oct 26, 2021 Direct
transaction MYFW Common Stock Sale -$978 -34 -0.08% $28.76 45.1K Oct 26, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MYFW Stock Option Right to Buy Options Exercise $0 -4.05K -99.12% $0.00 36 Oct 22, 2021 Common Stock 4.05K $25.00 Direct F1
transaction MYFW Stock Option Right to Buy Options Exercise $0 -36 -100% $0.00* 0 Oct 26, 2021 Common Stock 36 $25.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock options were granted on January 17, 2012. 20% of the options vested immediately and the remainder vested 20% annually for four years.