John Farlinger - Sep 29, 2021 Form 3 Insider Report for Assure Holdings Corp. (IONM)

Role
CEO, Director
Signature
/s/ John A Farlinger
Stock symbol
IONM
Transactions as of
Sep 29, 2021
Transactions value $
$0
Form type
3
Date filed
10/12/2021, 12:29 PM
Next filing
Dec 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding IONM Common stock 134K Sep 29, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding IONM Stock option Sep 29, 2021 Stock option 60.4K $9.00 Direct F2
holding IONM Stock option Sep 29, 2021 Stock option 23.4K $7.80 Direct F3
holding IONM Stock option Sep 29, 2021 Stock option 90K $5.30 Direct F4
holding IONM Warrant Sep 29, 2021 December 2020 Pipe Warrant 32K $3.90 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 60,000 performance shares which vest December 31, 2021
F2 20% of option issuance will vest immediately upon Grant Date and one sixth of the balance will vest every 6 months thereafter
F3 20% of option issuance will vest immediately upon Grant Date and one sixth of the balance will vest every 6 months thereafter
F4 20% of option issuance will vest immediately upon Grant Date and one sixth of the balance will vest every 6 months thereafter