Michael K. Korenko - 23 Sep 2021 Form 4 Insider Report for VIVOS INC (RDGL)

Role: CEO AND PRESIDENT, Director
Signature: /s/ Michael K. Korenko
Issuer symbol: RDGL
Transactions as of: 23 Sep 2021
Net transactions value: -$0.04
Form type: 4
Filing time: 04 Oct 2021, 18:13:39 UTC
Previous filing: 10 Aug 2021
Next filing: 08 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RDGL	Common Stock	Options Exercise	$6,750	+150,000	+1.5%	$0.0450	10,244,259	23 Sep 2021	Direct	F1
transaction	RDGL	Common Stock	Disposed to Issuer	$6,750	-58,696	-0.57%	$0.1150	10,185,563	23 Sep 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	RDGL	Warrants	Options Exercise	$0	-150,000	-100%	$0.000000^*	0	23 Sep 2021	Common Stock	150,000	$0.0450	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On September 23, 2021, the reporting person exercised a warrant to purchase 150,000 shares of the Issuer's common stock. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 58,696 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 91,304 shares.