Michael Korenko - Sep 23, 2021 Form 4 Insider Report for VIVOS INC (RDGL)

Role
CEO AND PRESIDENT, Director
Signature
/s/ Michael K. Korenko
Stock symbol
RDGL
Transactions as of
Sep 23, 2021
Transactions value $
$0
Form type
4
Date filed
10/4/2021, 06:13 PM
Previous filing
Aug 10, 2021
Next filing
Dec 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RDGL Common Stock Options Exercise $6.75K +150K +1.49% $0.05 10.2M Sep 23, 2021 Direct F1
transaction RDGL Common Stock Disposed to Issuer -$6.75K -58.7K -0.57% $0.12 10.2M Sep 23, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RDGL Warrants Options Exercise $0 -150K -100% $0.00* 0 Sep 23, 2021 Common Stock 150K $0.05 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On September 23, 2021, the reporting person exercised a warrant to purchase 150,000 shares of the Issuer's common stock. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 58,696 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 91,304 shares.