Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | DISH | Class A Common Stock | Options Exercise | $15.1M | +540K | +16.56% | $27.90 | 3.8M | Sep 29, 2021 | Direct | |
holding | DISH | Class A Common Stock | 322 | Sep 29, 2021 | I | F1 | |||||
holding | DISH | Class A Common Stock | 21.3K | Sep 29, 2021 | I | F2 | |||||
holding | DISH | Class A Common Stock | 2.66K | Sep 29, 2021 | I | F3 | |||||
holding | DISH | Class A Common Stock | 11K | Sep 29, 2021 | I | F4 | |||||
holding | DISH | Class A Common Stock | 2.17M | Sep 29, 2021 | I | F5 | |||||
holding | DISH | Class A Common Stock | 22.9M | Sep 29, 2021 | I | F6 | |||||
holding | DISH | Class A Common Stock | 6.7M | Sep 29, 2021 | I | F7 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | DISH | Employee Stock Option (Right to Buy) | Options Exercise | $0 | -540K | -100% | $0.00* | 0 | Sep 29, 2021 | Class A Common Stock | 540K | $27.90 | Direct | F8 |
Id | Content |
---|---|
F1 | Held by Mrs. Cantey M. Ergen, Mr. Ergen's spouse. |
F2 | Held by Mr. Charles W. Ergen in a 401(k) account. |
F3 | Held by Mrs. Cantey M. Ergen in a 401(k) account. |
F4 | The shares are owned beneficially by the reporting persons' child. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein. |
F5 | The shares are held by a charitable foundation. The reporting persons are officers of the charitable foundation and share voting and dispositive power for the foundation. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein. |
F6 | The Ergen Two-Year March 2020 DISH GRAT holds 22,890,835 Class A shares and 7,465,039 Class B shares and is scheduled to expire in accordance with its terms on March 16, 2022. Mrs. Cantey M. Ergen serves as the trustee of such GRAT. |
F7 | The shares are held by Telluray Holdings, LLC. Mr. Ergen and Mrs. Ergen are the managers of Telluray Holdings, LLC. Mrs. Ergen, as a manager of Telluray Holdings, LLC, has sole voting power over the Class A shares and Class B shares held by Telluray Holdings, LLC, and Mr. Ergen and Mrs. Ergen, as the managers of Telluray Holdings, LLC, share dispositive power over the Class A shares and Class B shares held by Telluray Holdings, LLC. The reporting persons disclaim beneficial ownership of the shares, except to the extent of their pecuniary interest therein. |
F8 | The grant was subject to achievement of certain performance criteria prior to June 30, 2021 and vested based on achievement of such criteria. The performance criteria were not tied to the market price of the Issuer's securities. |