Michael Burkes Brophy - Sep 27, 2021 Form 4 Insider Report for Natera, Inc. (NTRA)

Role
CHIEF FINANCIAL OFFICER
Signature
/s/ Daniel Rabinowitz, Attorney-in-Fact
Stock symbol
NTRA
Transactions as of
Sep 27, 2021
Transactions value $
-$2,974,936
Form type
4
Date filed
9/29/2021, 07:43 PM
Previous filing
Sep 24, 2021
Next filing
Oct 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRA Common Stock Options Exercise +2.29K +2.13% 110K Sep 27, 2021 Direct F1
transaction NTRA Common Stock Sale -$238K -2.1K -1.91% $113.56 108K Sep 27, 2021 Direct F2, F3
transaction NTRA Common Stock Sale -$984K -8.59K -7.96% $114.51 99.3K Sep 27, 2021 Direct F2, F4
transaction NTRA Common Stock Sale -$1.56M -13.5K -13.6% $115.18 85.8K Sep 27, 2021 Direct F2, F5
transaction NTRA Common Stock Sale -$92.9K -800 -0.93% $116.12 85K Sep 27, 2021 Direct F2, F6
transaction NTRA Common Stock Sale -$3.58K -33 -0.04% $108.55 85K Sep 28, 2021 Direct F7
transaction NTRA Common Stock Sale -$100K -914 -1.08% $109.76 84.1K Sep 28, 2021 Direct F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRA Restricted Stock Unit Options Exercise $0 -2.29K -9.09% $0.00 22.9K Sep 27, 2021 Common Stock 2.29K Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
F2 The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2021.
F3 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.88 to $113.83 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.90 to $114.88 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.90 to $115.78 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.91 to $116.27 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.
F8 The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.