Daniel Rabinowitz - Sep 27, 2021 Form 4 Insider Report for Natera, Inc. (NTRA)

Role
SEC. AND CHIEF LEGAL OFFICER
Signature
/s/ Daniel Rabinowitz
Stock symbol
NTRA
Transactions as of
Sep 27, 2021
Transactions value $
-$77,899
Form type
4
Date filed
9/29/2021, 07:42 PM
Previous filing
Sep 24, 2021
Next filing
Oct 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRA Common Stock Options Exercise +1.36K +2.69% 52K Sep 27, 2021 Direct F1
transaction NTRA Common Stock Sale -$2.61K -24 -0.05% $108.56 52K Sep 28, 2021 Direct F2
transaction NTRA Common Stock Sale -$75.3K -686 -1.32% $109.76 51.3K Sep 28, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRA Restricted Stock Unit Options Exercise $0 -1.36K -9.09% $0.00 13.6K Sep 27, 2021 Common Stock 1.36K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
F2 The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.
F3 The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter.