Michael J. Carpenter - Sep 20, 2021 Form 4 Insider Report for CrowdStrike Holdings, Inc. (CRWD)

Signature
/s/ Remie Solano, Attorney-in-Fact
Stock symbol
CRWD
Transactions as of
Sep 20, 2021
Transactions value $
-$4,364,939
Form type
4
Date filed
9/22/2021, 04:31 PM
Previous filing
Aug 27, 2021
Next filing
Sep 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRWD Class A common stock Conversion of derivative security $0 +3.13K +1.79% $0.00 178K Sep 21, 2021 Direct F1, F2
transaction CRWD Class A common stock Sale -$208K -819 -0.46% $254.40 177K Sep 21, 2021 Direct F2, F3
transaction CRWD Class A common stock Sale -$1.09M -4.25K -2.4% $255.49 173K Sep 21, 2021 Direct F2, F4
transaction CRWD Class A common stock Sale -$1.86M -7.25K -4.2% $256.21 166K Sep 21, 2021 Direct F2, F5
transaction CRWD Class A common stock Sale -$515K -2K -1.21% $257.59 164K Sep 21, 2021 Direct F2, F6
transaction CRWD Class A common stock Sale -$646K -2.5K -1.53% $258.48 161K Sep 21, 2021 Direct F2, F7
transaction CRWD Class A common stock Sale -$51.9K -200 -0.12% $259.25 161K Sep 21, 2021 Direct F2, F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRWD Restricted Stock Units Options Exercise $0 -3.13K -20% $0.00 12.5K Sep 20, 2021 Class B common stock 3.13K $0.00 Direct F9
transaction CRWD Class B common stock Options Exercise $0 +3.13K $0.00 3.13K Sep 20, 2021 Class A common stock 3.13K $0.00 Direct F10
transaction CRWD Class B common stock Conversion of derivative security $0 -3.13K -100% $0.00* 0 Sep 21, 2021 Class A common stock 3.13K $0.00 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B common stock was converted into Class A common stock on a one-for-one basis.
F2 Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").
F3 These transactions were executed in multiple trades at prices ranging from $253.79 to $254.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 These transactions were executed in multiple trades at prices ranging from $254.87 to $2255.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 These transactions were executed in multiple trades at prices ranging from $255.87 to $256.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 These transactions were executed in multiple trades at prices ranging from $257.06 to $258.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7 These transactions were executed in multiple trades at prices ranging from $258.11 to $259.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8 These transactions were executed in multiple trades at prices ranging from $259.24 to $259.31. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9 The shares represent unvested RSUs granted on September 25, 2018, which included (i) 15,000 RSUs that vested on December 20, 2019 and (ii) 35,000 RSUs that vest in eleven quarterly installments thereafter.
F10 Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

Remarks:

All transactions, other than the vesting and settlement of restricted stock units awards and the sale of 9,000 shares of Class A common stock, were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person. The sale of 9,000 shares of Class A common stock were made to cover tax withholdings due on vesting of restricted stock unit awards, as required under the Issuer's administrative policies.